Verify the registration status and disciplinary history of financial advisors, brokers, and brokerage firms. The official public database for checking credentials before investing or working with a financial professional.
Financial Industry Regulatory Authority
What you'll find
Registration status (active/inactive/suspended)
Licenses and qualifications held
Employment history at member firms
Regulatory actions and sanctions
Customer dispute and arbitration history
⚠️Portal links are verified regularly but government websites change without notice. If this link appears broken, use the button below to visit the state's main website, then navigate to their business search tool. Found a broken link? Suggest a correction →
Always check both the individual broker AND their firm. A clean individual record at a firm with multiple regulatory actions is still a red flag worth investigating.
Searchadex links directly to the official Financial Industry Regulatory Authority portal. We never store, resell, or charge for this information.